Compliance Officer

RCC Recruitment
Marston Green
£25,000 per annum
29 Jul 2017
18 Aug 2017
Contract Type
Full Time

Compliance Officer - £25-40k basic dependant on experience

My client are customer and people centric in their approach whilst still balancing commerciality at the forefront of company strategy. They are a truly great company to work for and are looking for a Compliance Officer in the Finance Sector.

The package includes great benefits listed at the end of this advert and here's a staff testimonial

"We are really looked after and it makes such a difference knowing you are appreciated" (Finance Assistant)

Compliance Officer


1.The individual is required to build positive, effective relationships with key stakeholders , developing their understanding of risk & compliance matters and influencing decisions to ensure compliant behaviour.

2.Required to provide expertise, advice and guidance on a wide range of regulatory issues to enable departments to understand and fulfil their obligations under the various codes of practice

3.Report and escalate issues as required, identifying areas for improvement and making appropriate recommendations to mitigate risks.

4.Support departments to implement identified improvements providing guidance on all matters relating to regulatory compliance.

5. Undertake Compliance Reviews of business processes and prepare relevant reports to the Compliance Manager on findings, providing recommendations on any remedial action.

6.Assist in the development and maintenance of the Compliance Monitoring Plan

7.Produce management reports identifying areas of non-compliance with internal policy, regulatory requirements and the internal control framework

8.Provide technical support and guidance to the business on compliance related issues

9. Maintain a comprehensive knowledge and understanding of Insurance Regulation and other relevant legislation and regulation.

Main Benefits Include: 25 days annual leave plus bank holidays, company pension scheme, health insurance, working as part of a team with lots of progression opportunities and vibrant working environment.

Compliance Officer