Compliance Analyst

Palm Mason Ltd
08 Aug 2017
23 Aug 2017
Contract Type
Full Time
Compliance Analyst (MiFID II / FATCA) - Birmingham, Investment Bank

A tier 1 investment bank is currently seeking a Compliance Analyst to work on a number of regulatory compliance initiatives and obtain specific documentation required to ensure compliance with the MiFID II & FATCA regulations.

Role responsibilities include (but not limited to):

- Communicate clearly and build a rapport with Front Office contacts and clients to source and retrieve the required information as efficiently as possible
- Act as an intermediary between Compliance & Front Office
- Gather business and client information required to complete the necessary due diligence for the bank's clients
- Ensure all required MiFID or FATCA documentation is received, validated and escalated accordingly
- Create weekly MI on file status to deliver accurate updates to internal stakeholders
- Manipulate large datasets in MS Excel as well as producing daily reconciliations

Experience required:

- Data Analysis skills (Excel, Pivots, vlookups, Spreadsheets etc..)
- Clear communicator, excellent time management
- Experience working in a large scale global organisation
- Legal & Compliance experience, and experience structuring documentation & reports

Desirable experience:

- KYC / AML / Compliance Analysis experience
- Banking experience

Please reply with an updated copy of your CV for consideration.

Compliance Analyst (MiFID II / FATCA) - Investment Bank / KYC / AML / MiFID II / FATCA / Compliance / Analysis / Data / Excel / Front Office / Regulatory / Regulation