Compliance Manager - West Midlands - Retail Banking

£45,000 per annum
30 Aug 2017
28 Sep 2017
Contract Type
Full Time

A fantastic opportunity has recently arisen with one of my valued Retail Banking clients based in the West Midlands. Ideal candiates for this Compliance Manager vacancy will have a sound understanding of normal retail products including mortgages, savings etc, and be well versed in FCA banking regulations relating to such products.

Key Deliverables

  • To develop and embed a compliance and risk management framework and ensure all governance and regulatory controls are in place
  • To ensure the company maintains a presence across strategic compliance bodies and is at the forefront for any proposals and changes which impact on credit unions and services.
  • To provide high quality compliance and risk advice to key business stakeholders
  • To develop and support compliance guidance for bank customers.
  • To seek to ensure full compliance with organisational systems, security processes, procedures and risk management framework.
  • To develop, monitor and manage regulatory change, providing updates to relevant colleagues, the board and key stakeholders.
  • Identify, assess and monitor risks on an ongoing basis and report as appropriate.
  • Challenge and influence key business stakeholders to ensure compliant outcomes within the business and satisfy agreed risk appetite
  • Maintain and implement compliance policies and procedures across the business.
  • Report internally on key risks and compliance issues and recommend action to address
  • Deliver regulatory reporting and procedural submissions to the FCA, PRA and or other relevant bodies
  • To keep abreast of regulatory developments in and out of the business as well as developing best practices in compliance and control

Type: Permanent