Risk & Compliance Manager

Kind Consultancy Ltd
£30,000 per annum
02 Sep 2017
19 Sep 2017
Contract Type
Full Time

Kind Consultancy is working with a very well-established retail financial services organisation who are seeking a Risk & Compliance Manager to join their offices in the West Midlands.

As Risk & Compliance Manager you will be reporting into the Risk & Compliance Executive, with key responsibilities including:

  • Maintaining and developing the Risk Management Framework, in collaboration with the Risk & Compliance Executive
  • Promoting a positive Risk culture across the organisation
  • Embedding the Compliance Framework throughout the business, making sure compliance monitoring and quality assurance reviews are completed to agreed timescales
  • Day to day oversight of anti-money laundering activity including transaction monitoring, investigating internal reports, reporting the NCA and acting as Deputy Money Laundering Reporting Officer
  • Preparing documents for Compliance, Audit, Risk and Executive Management committees
  • Managing the Regulatory Legislation Tracker and ensuring any changes to regulations are implemented in a timely manner
  • Approving financial promotions
  • Coach and develop the Risk and Compliance team, focussing on their regulatory knowledge, carrying out regular performance reviews and annual appraisals

Our ideal candidate for the Risk & Compliance Manager opportunity:

  • Has at least five years experience in Compliance and Risk roles within Financial Services
  • Has experience of managing and coaching staff
  • Is open and approachable
  • Has very well developed communication skills (both written and spoken), able to communicate with staff across all levels and departments and promote a good Compliance and Risk culture
  • Holds a relevant qualification, ie Compliance Diploma, Institute of Risk Management Certificate or CeMAP

If you have the necessary skills and experience, are seeking a role with a successful organisation with a reputation built on putting their customers first, and are interested in the Risk & Compliance Manager role, please apply with an up to date CV today.