Compliance Analyst / Officer - Retail Banking - West Midlands

£25,000 per annum
07 Sep 2017
20 Oct 2017
Contract Type
Full Time

A fantastic opportunity has recently arisen with one of my valued Retail Banking clients based in the West Midlands. Ideal candidates for this compliance vacancy will have a good understanding of regulated financial services products and be keen to progress their career in ther compliance arena.

Key Deliverables

  • To ensure the company maintains a presence across strategic compliance bodies and is at the forefront for any proposals and changes which impact on credit unions and services.
  • To provide high quality compliance and risk advice to key business stakeholders
  • To develop and support compliance guidance for bank customers.
  • To seek to ensure full compliance with organisational systems, security processes, procedures and risk management framework.
  • To develop, monitor and manage regulatory change, providing updates to relevant colleagues, the board and key stakeholders.
  • Identify, assess and monitor risks on an ongoing basis and report as appropriate.
  • Challenge and influence key business stakeholders to ensure compliant outcomes within the business and satisfy agreed risk appetite
  • Maintain and implement compliance policies and procedures across the business.
  • Report internally on key risks and compliance issues and recommend action to address
  • Deliver regulatory reporting and procedural submissions to the FCA, PRA and or other relevant bodies
  • To keep abreast of regulatory developments in and out of the business as well as developing best practices in compliance and control

Type: Permanent