Compliance Officer - Investments

Recruiter
Branwell Ford Associates Limited
Location
Warwickshire
Salary
£34,500 per annum
Posted
07 Sep 2017
Closes
22 Oct 2017
Contract Type
Full Time

An exciting opportunity has arisen to appoint a Compliance Officer within this in house Governance team. You will oversee the FCA and lead on the compliance oversight of the transition of assets with projected assets under management of £40 billon. You will create, monitor and report on a structured investment compliance monitoring program, ensure investments are managed in line with investment strategy, be responsible for risk analysis across the investment service and collate and prepare reports for the Director and Senior Managers. To be considered for this role you will have in depth occupational pensions experience working in a FCA regulated environment with experience of external fund manager performance monitoring related to compliance and risk. You must also demonstrate the ability to critically analyse and assimilate information, demonstrating the ability to think laterally and find creative but pragmatic solutions.