Administrator (Financial Services) Warwickshire

£20,000 per annum
10 Sep 2017
18 Sep 2017
Contract Type
Full Time

My client is a long established and highly reputable Independent Financial Adviser who specialises in pensions (including more complex types), investments and financial planning for ex pats.

They now seek a further member of the team.

The role would include:

  • File checking - ensuring all core documents are present on file, audit trail is present on file & ATR matches the report
  • File cleanse - tidy up electronic files and remove duplications
  • Disposing of paper copies and storing electronic files for 7 years
  • Annual reviews - preparation of annual review and issuing to the client, making amendments/fund switches as applicable
  • Bi or tri annual reviews - liaising with DFM
  • Professional development - ensure that annual tests are undertaken and admin staff are aware of key changes
  • Administration - assisting the admin team when necessary - new business processing/existing client enquiries when workload requires
  • The role will probably be full time or maybe 4 days per week but can include some flexibility.
  • Excellent opportunity to use your semi compliance/file checking experience within a great environment.