Senior Compliance Police & Advice Consultant, Staffordshire

PSD Group
Salary range £50,000 - £55,000
15 Sep 2017
24 Sep 2017
Contract Type
Full Time

A growing and well respected mutual organisation, with a well-deserved reputation for excellence and putting its members at the heart of all its practices is looking for a Senior Compliance Police & Advice Consultant.

To support operational activities and change initiatives, in particular to:

  • Identify relevant regulatory developments
  • Interpret regulatory developments accurately and in a timely way, ensuring appropriate actions are taken, engaging with the wider business as appropriate
  • Review financial promotions and key customer communications for compliance with applicable rules and guidance and provide comprehensive, and constructive feedback
  • Provide comprehensive, pragmatic advice on business as usual activities and change initiatives across the entire customer journey
  • Review and update regulatory authorisations, permissions and licences
  • Support the HR team in the management of approved persons and key function holders
  • Oversee the implementation of actions to ensure breaches are dealt with effectively and conduct regulator notifiability assessments
  • Input into the review of Group Policies and the Governance Map
  • Provide guidance on the content of regulatory training material and initiatives
  • Coordinate information requests from regulators


  • Self-disciplined
  • Collaborative
  • Decisive
  • Detail-conscious.
  • Excellent verbal and written communication skills
  • Excellent judgement and decision-making skills

Salary range £50,000 - £55,000

Contact Mike Kelly, Senior Consultant