Compliance Manager

£40,000 per annum
05 Oct 2017
25 Oct 2017
Contract Type
Full Time

Our client is a leading financial services business who are currently recruiting for a Compliance Manager to be based in the West Midlands. The key purpose of the role is to be responsible for the day-to day management of the Risk and Compliance department and ensure objectives are met.

Key Responsibilities:

  • Embed the Compliance Framework throughout the firm, ensuring that all compliance monitoring and quality assurance reviews are completed on time to enable them to be reported to the relevant committee
  • Responsible for the day-to-day oversight of anti-money laundering including transaction monitoring, investigation internal reports and reporting the NCA and acting as Deputy Money Laundering Reporting Officer
  • Prepare documents for the Executive Management Committees and Audit & Compliance Committee
  • Assist with the preparation of a compliant Annual General Meeting and other corporate governance requirements
  • Pro-actively manage and develop the Risk and Compliance team, with particular focus on improving their overall regulatory knowledge, performing regular performance reviews and annual appraisals
  • Develop an open and approachable relationship with all departments within the business to promote a good compliance culture

Key Requirements-

  • Experience in a compliance function gained within a financial services environment
  • Experience of managing people
  • Hold a relevant qualification e.g. Compliance Diploma, Institute of Risk Management Certificate or CEMAP