Senior Compliance Analyst - Stoke

Adalta Recruitment Solutions Ltd
£40k - £50k pa + benefits
10 Oct 2017
02 Nov 2017
Contract Type
Full Time

Senior Compliance Analyst - Stoke

My client a global market leading organisation require a Senior Compliance Analyst to join them on a permanent basis.

The Compliance team is responsible for ensuring compliance in regulated markets; this includes markets where my client currently operate and future markets where they are applying for a licence to operate. The work includes guiding the business in respect of regulated market compliance, assisting with regulated market licence applications, ensuring ongoing compliance due to territorial regulation change and assisting the Compliance BAU function.


  • Providing support to the Compliance Team Leader, acting as deputy where required.
  • Developing a thorough understanding of each of the relevant regulations that the business needs to adhere to.
  • Providing internal consultancy to business departments on regulatory matters.
  • Liaising with the business to ensure that regulations within each of the jurisdictions are complied with.
  • Working with IT information which is technical in nature; this will include the production of technical documentation
  • Identifying any nonconformity within the business and escalating appropriately.
  • Interfacing with regulatory bodies as necessary; this will include producing high calibre documentation
  • Taking an active role in external audits as necessary.
  • Identifying appropriate regulatory training/knowledge transfer into every area of the business as required.

My client offer excellent career development and training opportunities in a dynamic and fast paced environment. For further information and immediate consideration please send your CV ASAP.

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