Portfolio Manager (CF30, Level 6), (Financial/Wealth Planning), Bromsg

Resource Matters
04 Jun 2018
16 Jun 2018
Job Type
Contract Type

Our client, a major name in Wealth/Financial Planning, is seeking an experienced (CF30) Porfolio Manager ideally holding (or close to achieving) Level 6 Advanced Diploma in Financial Planning:

To provide a high quality Portfolio Management Service that meets the requirements of the companies Investment proposition.

Support delivery of suitable TCF outcomes through management of client portfolios

Duties and responsibilities:

Management of client accounts in line with objectives and risk tolerances through analysis, definition and implementation of asset allocation strategies within agreed Service Levels, to include portfolio rebalancing in line with model portfolios.

Construction of bespoke discretionary and advisory portfolios where specialist requirements exist for advisory clients.

Construction of Portfolio models in line with the the companies appetite for risk as directed by the Investment Committee.

Assist consultants' activity: client meetings, advice and reporting in accordance with agreed criteria.

Maintenance of portfolio management procedures and documentation to meet regulatory requirements and provide appropriate audit trail and accountability.

Produce Operational and Management Information as directed to support appropriate Portfolio Management Team Reporting requirements.

Maintain CPD and industry recognised qualifications and skills to the required regulatory level and above.


Advanced Knowledge of the Financial Services Market, Investment Products and funds

Good working knowledge of Microsoft Word, Excel and Outlook

Compliance Regulatory Knowledge

Knowledge of TCF Principles and how they apply to an individual role.

Level 6 QCA Financial Markets qualification

Working knowledge of Pershing's Nexus and Nexus Complete Software Systems. Working knowledge of Avelo Software Procedural knowledge of relevant operational procedures

The role of Portfolio Manager is a regulated position (CF30)