Financial Promotion Specialist

IDEX Consulting Ltd
40000.00 GBP Annual + 00
16 Oct 2018
31 Oct 2018
Contract Type

Are you a compliance expert looking for your next career move? IDEX Consulting are partnered with a highly regarded, leading general insurance and financial services company who are looking for a Financial Promotions Specialist to join their team in the Midlands.


My client is looking for a Financial Promotions Specialist to join their wider strategy and marketing division at their head office in the beautiful location of Stratford-upon-Avon. Working with them on a 12 month fixed term contract, you will deliver and manage a financial promotions sign off function and support the Marketing Compliance and Technical Advice Manager in providing guidance to the wider marketing team on best practice relating to financial promotions.


  • Anticipate, interpret, communicate and advise on regulatory and industry rules, codes and guidance, acting as a subject matter expert in financial promotions systems and controls ensuring the production of compliant marketing material
  • Deliver and enforce an efficient first line of defence capability for financial promotions, ensuring all marketing material is compliant and appropriately signed off to agreed SLAs and regulatory standards
  • Interpret, assess and respond to regulatory developments in order to define and develop appropriate sign off criteria for financial promotions, in conjunction with group compliance, to ensure marketing materials are up to date and consistently applied and meet all compliance standards
  • Manage and deliver the provision of training and support to the division to ensure that all regulatory aspects are considered during the production of promotional material prior to submission to marketing compliance in order to ensure a "right first time" approach
  • Manage, maintain and communicate decision and substantiation logs for approved marketing messages ensuring a comprehensive list of authorised marketing statements are readily available
  • Research, collate and interpret regulatory developments to support the delivery of media activity related to financial services, providing insight for the Marketing Compliance and Technical Advice Manager and wider marketing colleagues
  • Deliver short term/one-off projects and activities as required by and to the standards and outcomes agreed with Line Manager

To be successful you will need

  • Current knowledge and track record of interpreting and communicating the rules and principles of regulatory and industry codes and guidance
  • Experience of effectively and credibly communicating regulatory information to stakeholders
  • Experience in a similar financial promotions compliance role within a financial services organisation
  • Diploma in Financial Planning/ACII or equivalent qualification, or significant progress towards

If successful, you will benefit from

  • A salary of up to GBP40,000 plus opportunities for annual bonus
  • Contributory pension scheme
  • Health and well-being plan
  • 25 days holiday per annum plus bank holidays
  • Staff discounts and offers
  • Free parking
  • On-site cafe and sports facilities such as tennis courts and a running track
  • A monthly gym membership benefit

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful, we aim to contact you to discuss the opportunity in more detail within 2 working days. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful. If your application is unsuccessful, the information supplied may still be retained for up to 3 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.