Technical Assistant - Compliance/ Paraplanning

Recruiter
MB Fitzgerald
Location
Birmingham
Salary
30000.00 - 37000.00 GBP Annual
Posted
07 May 2019
Closes
31 May 2019
Contract Type
Permanent

We are currently working with a growing firm of Independent Financial Advisers who are looking to recruit a technically minded individual to assist with the Compliance and Paraplanning requirements of the Advisers. You'll also act as a technical point of contact for Advisers and their clients.

The successful candidate will come from a IFA, Paraplanning or Compliance background and will have a minimum of 3 years experience of working within Financial Planning. File checking experience will give you an advantage as this will be an important part of the role.

Responsibilities:

  • Offer technical guidance to staff on suitable solutions to advice queries
  • File check pre-sale cases using IO in agreed timescale
  • Provider suitable guidance or commentary on pre-sale cases submitted e.g. remedial work required in light of client needs and objectives, recommendation(s) and suggested course of action
  • Provide MI on pre-sale cases
  • Understand and produce reports for the research software used in the business e.g. Aequos, Morningstar, Selectapension, Allenbridge, Voyant & Dynamic Planner
  • Analysing data and using research tools to check solutions meet client needs and objectives
  • Obtaining life, investment and pension quotations using research tools
  • Carrying out all tasks in a manner consistent with compliance procedures
  • Produce Suitability reports as required by the Managing Director /Practice & Compliance Director

Candidates should be Diploma Qualified or working towards this and you should have a good knowledge of Pensions and Investments. This is an excellent opportunity to join a growing business in an interesting and varied position.